BMO, SEC

BMO Capital markets settles with SEC over bond desk supervision
BMO Capital Markets agreed to pay more than $40 million to settle U.S. Securities and Exchange Commission charges it failed to properly supervise employees who sold mortgage-backed bonds, the regulator said on Monday.
BMO Capital Markets to pay $40M in SEC settlement
Canadian bank's capital markets arm reportedly failed to detect representatives' misleading disclosures involving $3 billion of mortgage-backed "sliver bonds" sold over a multi-year period.
SEC charges BMO US$40 million for selling 'misleading' mortgage-backed bonds
A regulator in the United States has charged a unit of the Bank of Montreal (BMO) more than US$40 million for selling mortgage-backed bonds that it says offered misleading metrics and did not accurately describe the characteristics of the collateral backing the bonds.
BMO unit to pay $40.7 million in US SEC settlement over misleading bond sales
A unit of Bank of Montreal agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it failed to supervise employees who misled investors about the attractiveness of mortgage-backed bonds the bank was selling.
BMO agrees to pay more than US$40-million to settle SEC charges on supervision failure
While BMO agreed to pay US$19.4-million in disgorgement, US$2.2-million in interest and a US$19-million civil penalty, it did not admit or deny the SEC’s findings
NextEra Energy Partners downgraded at BMO, seeing potential 65% lower distribution
NextEra Energy Partners (NYSE:NEP) -4.8% in Monday's trading as BMO Capital downgrades units to Market Perform from ...
BMO Expands Support for Local Wildfire Relief Efforts in Los Angeles Area
BMO announced today that it is continuing its support for people and communities affected by the wildfires in the Los Angeles ...
BMO Expands Private Credit Reach Via Deal With Alternative Asset Manager
BMO Financial Group has entered a partnership with alternative asset manager Canal Road Group in a deal that will enable the ...
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Summerfest brings classic rock to the BMO Pavilion with George Thorogood, Foghat
Summerfest on Monday added a couple legendary rock outfits to the BMO Pavilion lineup by announcing that George Thorogood & ...
2026 AHL All-Star Classic to be televised from Rockford's BMO Center
The AHL All-Star Classic coming to Rockford in 2026 is a big win for the local economy, according to city leaders.
Bank of Montreal's (TSE:BMO) Dividend Will Be Increased To CA$1.59
The board of Bank of Montreal ( TSE:BMO ) has announced that it will be paying its dividend of CA$1.59 on the 26th ...
The Bulls and BMO Host 7th Annual Pride Night at the United Center
On Friday, Jan. 10, the Bulls and BMO will join forces to host the seventh annual Pride Night to celebrate their ongoing ...
BMO CD Rates: Pros, Cons, and Current Rates
Discover BMO CD rates. Our guide explains the differences between BMO Standard, Special, and Alto CDs and helps you decide if ...