SEC halts trading in suspected ramp-and-dump stocks with potential China links as Chairman Paul Atkins launches crackdown to protect U.S. investors.

The U.S. Securities and Exchange Commission sued Solomon Lichtenstein, a 29-year-old fund manager, on Oct. 22 in New York Southern District Court over an alleged $2.7 million securities fraud scheme ...

Executives and industry groups pressed regulators to apply traditional securities rules to blockchain-based trading, pushing ...

The U.S. Securities and Exchange Commission (“SEC”) recently issued a press release announcing that it will host a public roundtable on June 26, 2025, to discuss executive compensation disclosure ...

The new chairman of the Securities and Exchange Commission will do the opposite of what was done by the last guy in the job, On The Money has learned. That was the terse description supplied to me by ...

Add Yahoo as a preferred source to see more of our stories on Google. FILE PHOTO: Illustration shows United States Securities and Exchange Commission logo and U.S. flag NEW YORK/WASHINGTON (Reuters) ...

The Securities and Exchange Commission on Thursday debuted "Project Crypto," an initiative to modernize securities regulations to allow for crypto-based trading. The announcement comes amid a surge of ...

The US Securities and Exchange Commission (SEC) is a federal agency based in Washington, DC. It oversees the US securities industry, protects investors, and supports fair and efficient markets. As of ...

On September 8, The Nasdaq Stock Market LLC (Nasdaq) filed a Form 19b-4 with the Securities and Exchange Commission (SEC), proposing rule changes that would allow trading of equity securities and ...

The U.S. Securities and Exchange Commission sued Linh Thuy Le and Trong Hoang Luu on Oct. 15 in California Central District Court over an alleged $26.5 million investment fraud scheme targeting ...