Robinhood to pay $45 mln to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the regulator said on Monday.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Millions of customer names and emails were exposed by a 2021 hack.
Robinhood to pay $45 million to settle SEC claims
Robinhood Markets Inc. units agreed to pay $45 million to settle SEC allegations of failing to report suspicious activities and maintain records. The firms did not admit wrongdoing, claiming to have addressed most issues previously.
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood agrees to pay $45M in SEC settlement
Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations, reported the Wall Street Journal on Monday. The settlement is being made via two of Robinhood’s brokerage units.
Robinhood pays SEC $45 million to settle a range of allegations
The SEC didn’t hold back in detailing Robinhood’s failures. Between 2019 and 2023, the company fell short on several federal compliance requirements.
Robinhood settles SEC charges with $45M payment over regulatory violations
Online trading firm Robinhood Markets has agreed to pay $45 million to settle charges from the US Securities and Exchange Commission (SEC) stemming from a series of regulatory violations concerning recordkeeping,
Why Robinhood Stock Was Moving Higher Today
Shares of Robinhood Markets (NASDAQ: HOOD) were gaining today after the company agreed to pay $45 million to settle claims ...
Robinhood named best idea for 2025 in Bernstein's digital assets coverage
Robinhood (HOOD) named best idea for 2025 by analyst, poised to benefit from pro-crypto SEC under Trump administration.
Spotlight on Robinhood Markets: Analyzing the Surge in Options Activity
Options trading presents higher risks and potential rewards. Astute traders manage these risks by continually educating themselves, adapting their strategies, monitoring multiple indicators, and ...
Is Robinhood Markets Stock a Buy Now?
Robinhood Markets (NASDAQ: HOOD) has staged an impressive comeback, with its stock soaring approximately 230% to $40 per ...
Why Robinhood Stock Surged 192.5% Higher in 2024
Robinhood (NASDAQ: HOOD) has had its fair share of scrutiny, but the company has turned things around recently, and its ...
Robinhood: Current Results Are Priced In
Robinhood has a strong balance sheet, but valuation is cautious. Read here for an analysis of HOOD's growth potential through ...
Robinhood Markets: Buy, Sell, or Hold?
This industry disruptor earned its reputation on meme stocks but aspires to become a do-it-all platform for your financial ...
Robinhood call volume above normal and directionally bullish
Bullish option flow detected in Robinhood (HOOD) with 49,152 calls trading, 3x expected, and implied vol increasing over 3 points to 78.79%.
Robinhood Tapped as Top 2025 Crypto Pick Amid Potential SEC Policy Shift Under Trump Presidency
With reference to possible legislative changes under a Trump presidency, Bernstein analyst Gautam Chhugani chooses Robinhood ...